-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCJVmUTI2YhbTq7o9tl3c+ICmNU0iIZuaqwgG7egcdkGdt03oPdna5DwqrUxea0f tB/WZUFaXOlNYcLBz9OTJA== 0000950134-04-001749.txt : 20040213 0000950134-04-001749.hdr.sgml : 20040213 20040213123400 ACCESSION NUMBER: 0000950134-04-001749 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SELECTICA INC CENTRAL INDEX KEY: 0001090908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770432030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60961 FILM NUMBER: 04596430 BUSINESS ADDRESS: STREET 1: 3 WEST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITTAL SANJAY CENTRAL INDEX KEY: 0001135379 IRS NUMBER: 384803307 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3 WEST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95136 BUSINESS PHONE: 4085452544 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA DR CITY: SAN JOSE STATE: CA ZIP: 95136 SC 13G 1 f96431sc13g.htm SCHEDULE 13G sc13g
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Selectica, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

816288104

(Cusip Number)

December 31, 2003

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

 

 

             
13G
CUSIP No. Page 2 of 5
  1. Name of Reporting Person:
Sanjay Mittal		 I.R.S. Identification Nos. of above persons (entities only):
###-##-####
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
Delaware
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
1,071,550
6. Shared Voting Power:
0
7. Sole Dispositive Power:
1,071,550
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
1,071,550
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
3.49%
  12.Type of Reporting Person:
IN

 

Page 3 of 5

     
ITEM 1(A).   NAME OF ISSUER
     
    Selectica, Inc.
     
ITEM 1(B).   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
     
    3 W. Plumerica Drive
    San Jose, CA 95136
     
ITEM 2(A).   NAME OF PERSONS FILING
     
    Sanjay Mittal
     
ITEM 2(B).   ADDRESS OF PRINCIPAL OFFICE
     
    3 W. Plumerica Drive
    San Jose, CA 95136
     
ITEM 2(C).   CITIZENSHIP
     
    United States
     
ITEM 2(D) AND (E).   TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
     
    Common Stock
    816288104
     
ITEM 3.   Not Applicable
     
ITEM 4.   OWNERSHIP
     
    The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2003:
         
(a)   Amount beneficially owned:
         
    See Row 9 of cover page.
         
(b)   Percent of Class:
         
    See Row 11 of cover page
         
(c)   Number of shares as to which such person has:
         
    (i)   Sole power to vote or to direct the vote:
         
        See Row 5 of cover page.

 

 

Page 4 of 5

         
    (ii)   Shared power to vote or to direct the vote:
         
        See Row 6 of cover page
         
    (iii)   Sole power to dispose or to direct the disposition of:
         
        See Row 7 of cover page
         
    (iv)   Shared power to dispose or to direct the disposition of:
         
        See Row 8 of cover page
     
ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
     
    Not applicable.
     
ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
     
    Not applicable
     
ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
     
    Not applicable.
     
ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
     
    Not applicable
     
ITEM 9.   NOTICE OF DISSOLUTION OF GROUP.
     
    Not applicable
     
ITEM 10.   CERTIFICATION.
     
    Not applicable

 

 

Page 5 of 5

SIGNATURES

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 9, 2004

         
         
    By:   /s/ Sanjay Mittal
       
        Sanjay Mittal

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